Senior Management

Jian Mingjun born in March 1963, is a standing committee member of Henan Provincial People’s Congress. He holds a doctoral degree in economics. He is a senior accountant, a Model Worker of Henan Province and an expert who is entitle to the special allowances of the State Council. He has been an officer in the Comprehensive Plan Office of the Ministry of Finance, the deputy director of the General Office of the Finance Department of Henan Province, the standing vice president of ASIA (Group) Accounting Firm (亞 太會計集團), the director of the General Office of the Finance Department of Henan Province and the chairman of State-owned Enterprises Supervisory Committee of the Henan Provincial Government. Currently, he also serves as a director of the Securities Association of China, the president of the Securities, Futures and Fund Association of Henan Province, and a member of the Investment Bank Committee under Securities Association of China. He served as the President of the Company from October 2008 to August 2012, and has served as the Chairman of the Company since August 2012 and the secretary to the Party Committee of the Company since November 2014.

Li Zhaoxin born in August 1969, holds a master’s degree in management and is a senior accountant, certified public accountant, certified tax adviser, accountant and economist. Mr. Li handled financial work at the Bureau of Corrections of Henan Province and the Bureau of Prison Management of Henan Province from July 1991 to October 2004; Mr. Li worked at the State-owned Assets Supervision and Administration Commission of Henan Province from October 2004 to November 2017 and successively served as the deputy division head of the property rights administration division, a researcher at the planning and development division and the division head of the general division (Research Office). Mr. Li joined the Group in November 2017 and has been a member of the Party Committee of the Company; he has been the Chief Accountant and Person in-charge-of Finance Department of the Company since January 2018. Mr. Li served as an executive director and legal representative of Zhongding Kaiyuan Venture Capital Management Co., Ltd., a subsidiary of the Company, from September 2019 to November 2020; and has been a member of the executive committee of the Company since January 2022. Mr. Li is concurrently a committee member of the Financial Accounting Professional Committee of the Securities Association of China.

Zhu Jianmin born in February 1963, holds an executive master’s degree in business administration. He is a senior economist. He served as the deputy manager of the issuance department, manager of the operation department of Funiu Road branch, director of Beijing office, manager of the brokerage management department, and manager of the operation department of Shangqiu branch of Henan Securities Co., Ltd. (河南證券有限責任公司) (“Henan Securities”), and the director of president’s office, general manager of the Brokerage Business Headquarter, and assistant to the president of the Company, etc. He has been the Vice President of the Company from August 2007 to September 2015, the Executive Vice President of the Company in September 2015 and the deputy secretary of the Party Committee of the Company in September 2018. He currently serves as the deputy secretary to the Party Committee and the Executive Vice President of the Company (performing the duties of the President), and concurrently serves as a member of the Professional Committee of Securities Brokerage of the Securities Association of China and the vice president of the Henan Securities and Futures Fund Association.

Zhu Junhong born in July 1969, holds an executive master’s degree in business administration. She is a senior accountant and an academic and technology leader of Henan Province. She served as the chief accounting officer, deputy manager and manager of planning and finance department, and the general accountant of Henan Finance and Securities Company (河南財政證券公司). She has been the person-in-charge of the finance department, assistant to president and general manager of the planning and finance department of the Company from November 2002 to September 2009, and the Chief Accountant, person in-charge of the finance department and general manager of the planning and finance department of the Company from September 2009 to August 2012. From August 2012 to January 2018, she served as the Chief Accountant and person-in-charge of the finance department of the Company. She has been the Vice President of the Company since August 2012.

Xu Haijun born in August 1970, holds a master’s degree in computer technology engineering and is a senior programmer. He served as the manager of the computer department of the Shanghai branch, the deputy manager of the Huayuan Road branch, the manager and assistant to general manager of the Zijingshan branch, the manager of Shenzhen branch of Henan Securities, and the assistant to general manager of Shanghai Huierdun Investment Company (上海匯爾頓投資公司). From January 2004 to January 2018, he has held various positions in the Company, including the general manager of IT Headquarter, the general manager of Compliance Management Headquarter, the Chief Compliance Officer and the Secretary to the Board. Since September 2016, he has been the Vice President of the Company.

Hua Jinzhong born in November 1972, holds a master’s degree in management. He is a senior accountant, certified public accountant, certified public assets estimator, and certified public tax agent. He worked at Henan Laien (Group) Co., Ltd. (河南萊恩（集團）股份 有限公司) from November 1993 to April 2001, and Zhengzhou Representative Office of China Great Wall Asset Management Company (中國長城資產管理公司) from April 2001 to October 2004. He worked at Henan Branch of the CSRC from October 2004 to March 2018, and successively served as the managing officer, deputy division head and deputy office director of the supervision division of the listed company, the deputy division head of the new business supervision division, division head of the company inspection division, and the director of office (Party affairs office). He served as the Chief Compliance Officer of the Company from April 2018 to November 2021. He has been the Vice President of the Company since February 2019.

Zhu Qiben Born in 1964, Mr. Zhu Qiben holds a master degree of economics. He was the project manager of the investment banking department and the assistant to director of general office of Henan Securities. He has been the vice general manager and general manager of the Company’s Human Resources Management Department, assistant to the president and general manager of Human Resources Management Department, director of the Supervision Office and auditor-in-charge of the Company from November 2002 to December 2015. He served as the chief risk officer of the Company from December 2015 to January 2018. He has been the secretary to the Board of the Company since January 2018.

Liu Hao Born in 1972, Mr. Liu Hao is a certified public accountant and sponsor representative with a master’s degree in management. He began to work in 1993. He successively served in Shenzhen Zhonghua Accounting Firm, Everbright Securities Co.LTD and Huatai United Securities Co.,Ltd. From 2011 to 2018, he acted as the investment banking director, president of fixed income Division, and vice President of the executive Committee of the company in Minsheng Securities Co. LTD.

Li Feng Born in 1971, Mr. Li Feng holds a master’s degree. He began to work in July 1996. He successively served as the deputy general manager and general manager of Sanmenxia operation branch of Henan Securities. From 2002 to 2015, he acted as the general manager of Sanmenxia operation branch, the general manager of Xinxiang operation branch, the general manager of Shanghai operation branch, the general manager of Brokerage Business Headquarter, the general manager of Innovation Business Headquarter and assistant to the president of the Company, etc. He was the president of Equity Exchange Co. from 2015 to 2017, the assistant to the president of the Company from 2017 to 2019, and the chief risk officer of the Company since 2019.

Wang Xiaogang born in May 1971, holds a master's degree in business administration. He began to work in August 1993 and has worked for Henan Packaging New Technology Center (河南包裝新技術中心) and Henan Securities. He joined the Company in 2002 and has successively served as general manager of Beijing Jiuxianqiao Securities Branch, deputy general manager of Brokerage Business Headquarters, general manager of Marketing Management Headquarters, general manager of Wealth Management Center, general manager of Asset Management Headquarters, general manager of Shanghai branch, as well as general manager and assistant to president of Central China International Financial Holdings Company Limited (中州國際金融控股有限公司). He has served as the Senior Managing Director of the Company since January 2019.

Shi Hongxing born in December 1974, holds a master’s degree in business administration. He began to work in July 1997. He successively served in Henan Grease Co., Ltd. (河南省油脂公司) and Henan Futures Association. He worked at Henan Branch of the CSRC from October 2004 to August 2016, and successively served as the level-4 administrative assistant, associate managing officer and managing officer of the futures supervision division, and the deputy division head of the intermediary supervision division. From August 2016 to January 2020, he served as the vice president and president of Central China Equity Exchange Co., Ltd., and he has been the general manager of Zhengzhou Branch of the Company from January 2020 to November 2021. He has served as the Chief Compliance Officer of the Company since November 2021.

Han Junyang Born in 1970, Mr. Han Junyang holds a master’s degree. He began to work in July 1993. He worked in the Henan Securities and successively served as the manager of the Computer Division of Shenzhen operation branch, the deputy manager of the administrative region operation branch and the department head of Computer Centre. From 2002 to 2019, he successively served as the deputy general manager of IT Department of the Company, the general manager of Hangzhou operation branch, the general manager of the IT Department, the general manager of the Brokerage Business Headquarter and the general manager of the Internet Finance Headquarter of the Company, etc. He was the employee representative supervisor of the Company from 2015 to 2019, and the chief information officer of the Company since 2019.