Senior Management

Li Zhaoxin Born in 1969, Mr. Li Zhaoxin holds a master’s degree in management. He is a senior accountant, a certified public accountant, a certified tax adviser and an economist. He handled financial work at a unit under the Henan Provincial Department of Justice from July 1991 to October 2004. He worked at the Henan SASAC from October 2004 to November 2017 and successively served as the deputy division head of the property rights administration division, a researcher at the planning and development division and the division head of the general division (Research Office). He has been a member of the Party Committee of the Company since November 2017. He has been the chief accountant of the Company from January 2018 to January 2024 and the Chief Financial Officer of the Company from January 2018 to June 2024. He served as the vice director of the Executive Committee of the Company from April 2022 to December 2023 and has been a member of the Executive Committee of the Company since January 2022. He has been the general manager of Company since April 2022. He has been serving as the deputy secretary of the Party Committee of the Company and the director of the Executive Committee of the Company since December 2023. He is concurrently a member of the Financial Accounting Professional Committee of the Securities Association of China and a member of the Policy Advisory Committee of the Council of the Shanghai Stock Exchange.

Xu Haijun Born in 1970, Mr. Xu Haijun holds a master’s degree in computer technology engineering and is a senior programmer. He served as the manager of the computer department of the Shanghai branch, the deputy manager of the Huayuan Road branch, the manager and assistant to general manager of the Zijingshan branch, the manager of Shenzhen branch of Henan Securities, and the assistant to general manager of Shanghai Huierdun Investment Company (上海匯爾頓投資公司). From January 2004 to January 2018, he has held various positions in the Company, including the general manager of IT Headquarter, the general manager of Compliance Management Headquarter, the chief compliance officer and the secretary to the Board. He has been the deputy general manager of the Company from September 2016 to April 2023, a member of the Executive Committee of the Company since January 2022, deputy director of the Executive Committee of the Company since June 2022 and the standing deputy general manager of the Company since April 2023. He is concurrently the vice chairman of the Institute of Commercial Law of Henan Law Society, a member of the Securities Brokerage and Wealth Management Committee of the Securities Association of China (中國證券業協會證券經紀與財富管理委員會) and a chairman member of the Securities Professional Committee of the Securities Futures and Funds Association of Henan Province (河南省證券期貨基金業協會證券專業委員會).

Li Feng Born in 1971, Mr. Li Feng holds a master’s degree in engineering and a master’s degree in business administration. He began to work in July 1996. He successively served as the deputy general manager and general manager of Sanmenxia operation branch of Henan Securities. From November 2002 to November 2015, he acted as the general manager of Sanmenxia operation branch, the general manager of Xinxiang operation branch, the general manager of Shanghai operation branch, the general manager of Brokerage Business Headquarters, the general manager of Innovation Business Headquarters and the assistant president of the Company. He was the president of Central China Equity Exchange from November 2015 to April 2017 and the assistant president of the Company and vice-president-level office from April 2017 to September 2019. He has been the Chief Risk Officer of the Company since September 2019, a member of the Executive Committee of the Company since January 2022 and the deputy general manager of the Company since June 2024. He is concurrently a director of Central China International Financial Holdings Company Limited and a member of the Risk Management Committee of the Board of Governors, the Shanghai Stock Exchange (上海證券交易所理事會風險管理委員會).

Wang Xiaogang Born in 1971, Mr. Wang Xiaogang holds a master’s degree in business administration. He joined the workforce in August 1993 and worked in the futures department of Henan Packaging New Technology Center (河南包裝新技術中心) and the operation department of Weiwu Road branch of Henan Securities. From November 2002 to January 2015, he served as the deputy general manager of the operation department of Weiwu Road branch, the general manager of the operation department of Beijing Jiuxianqiao branch, the deputy general manager of the brokerage business headquarters, the general manager of the marketing management headquarters, and the general manager of the wealth management center. From January 2015 to February 2019, he served as the general manager of the Company’s Shanghai branch, the general manager of the Securities Investment Headquarters, the general manager of the Asset Management Headquarters, and the assistant to the president. From February 2019 to December 2019, he was a vice-president-level officer and the general manager of the Asset Management Headquarters of the Company. From December 2019 to March 2021, he was the general manager of Central China International Financial Holdings Company Limited. From March 2021 to January 2022, he was the senior managing director of the Company. He has been a member of the Executive Committee of the Company since January 2022 and the deputy general manager of the Company since June 2024. He is concurrently a director of Henan Asset Management Co., Ltd.

Liu Hao Born in 1972, Mr. Liu Hao holds a master’s degree in business administration and is a certified public accountant. He successively served as the senior manager of the Audit Department II of Shenzhen Zhonghua Accounting Firm (深圳中華會計事務所) from July 1993 to January 1998, the senior manager of the Investment Banking Headquarters of Everbright Securities from January 1998 to October 2006, the general manager of the Bond Business Department of United Securities from October 2006 to August 2011, and the vice president of the Investment Banking Division and the president of the Fixed Income Division of Minsheng Securities and the Vice President of the Company from August 2011 to May 2018. Joining the Company in June 2018, he has been the Company’s Chief Investment Officer since May 2020 and a member of the Executive Committee of the Company since January 2022.

Shi Hongxing Born in 1974, Mr. Shi Hongxing holds a master’s degree in business administration. He began to work in July 1997. He successively served in Henan Grease Co., Ltd. (河南省油脂公司) and Henan Futures Association. He worked at Henan Branch of the China Securities Regulatory Commission from October 2004 to August 2016, and successively served as the level-4 administrative assistant, associate managing officer and managing officer of the futures supervision division, and the deputy division head of the intermediary supervision division. From August 2016 to January 2020, he served as the vice president manager and president of Central China Equity Exchange, and he was the general manager of Zhengzhou Branch of the Company from January 2020 to November 2021. He has been the Chief Compliance Officer of the Company since November 2021 and a member of the Executive Committee of the Company since January 2022. He is concurrently the Chairman of Central China Equity Exchange Co., Ltd. and a member of the Self-Disciplinary and Internal Audit Committee of the Securities Association of China.

Han Junyang Born in 1970, Mr. Han Junyang holds a master’s degree in engineering. He began to work in July 1993. He worked in the Henan Securities and successively served as the manager of the Computer Division of Shenzhen operation branch, the deputy manager of the administrative region operation branch and the department head of Computer Centre. From November 2002 to September 2019, he successively served as the deputy general manager of IT Department of the Company, the general manager of Hangzhou operation branch, the general manager of the IT Department, the general manager of the Brokerage Business Headquarters, the general manager of the Internet Finance Headquarters, president-assistant-level officer of the Company, etc. He was the employee representative supervisor of the Company from 2015 to 2019. He has been the Chief Information Officer of the Company since September 2019 and a member of the Executive Committee of the Company since June 2022. He is concurrently a member of the Investor Service and Protection Committee of the Securities Association of China.

Guo Liangyong Born in 1971, Mr. Guo Liangyong holds a bachelor’s degree and is a senior accountant. He started his career in July 1993 and worked in the finance department of the electrical and mechanical equipment company of Pingdingshan Mining Bureau（平頂山礦務局機電裝備公 司) and the bond department of the Pingdingshan securities branch of Henan Securities. He successively served as the deputy general manager of the Pingdingshan securities branch of Henan Securities and the deputy director of the planning and finance department of Henan Securities from March 1999 to November 2002, the deputy general manager of the planning and finance department of the Company in November 2002, the general manager of the settlement and custody headquarters of the Company in October 2007, the general manager of the operation and management headquarters of the Company in April 2009, the general manager of the derivatives brokerage business headquarters of the Company in May 2014, the general manager of the planning and finance department of the Company in May 2015 (participated in the preparation work of Central China Life from June 2017 to February 2019), the general manager of Zhongding Kaiyuan Venture Capital Management Co., Ltd. in September 2021, and the head of the human resources management headquarters and the head of the organisation department of the Party committee of the Company from December 2021 to March 2025. He has been the Chief Financial Officer of the Company and a member of the Executive Committee since June 2024. He acted as the secretary to the Board of the Company from August 2024 to October 2024 and has been the secretary to the Board of the Company since October 2024. He is concurrently a director of Central China International Financial Holdings Company Limited.

Shen Yawen Born in 1984, Mr. Shen Yawen holds a postgraduate degree and a master’s degree, joined the workforce in July 2009, and worked in the Financial Markets Department of the Head Office of China Construction Bank. From September 2014 to June 2015, he served as the investment director of investment adviser of the Fixed Income Department of Guotai Junan Securities; from June 2015 to December 2018, he was the deputy general manager of the Fixed Income Department of Guangzhou Securities (presiding over the work); from December 2018 to August 2024, he was the manager of the Financial Market Department of the Company, and his professional and technical rank has been the managing director from September 2023 to the present. He was appointed as a member of the Executive Committee of the Company and the general manager of the Assets Management Department of the Company in August 2024.

Fang Jianmin Born in 1972, Mr. Fang Jianmin has a bachelor’s degree, a master’s degree in business administration and a senior economist. He started to work in July 1992. His major positions include department head of Yellow River Securities, managing director of the investment banking division of Minsheng Securities, director of the Securities Department of Henan Provincial Construction Investment Corporation (河南省建設投資總公司), temporary assisting head of the Securities Department of Henan Investment Group Co., Ltd., assistant to the president and director of Listing Office and vice president of Central China Securities, chairman of the Board of Directors of Zhongding Kaiyuan Venture Capital Management Co., Ltd. (中鼎 開源創業投資管理有限公司), and head of Beijing Saiyingte Capital Management Co., Ltd. (北京 賽英特資本管理有限公司). He has been a member of the Executive Committee of the Company since August 2024.