Xu Haijun

Born in 1970, Mr. Xu Haijun holds a   master’s degree in computer technology engineering and is a senior   programmer. He served as the manager of the computer department of the   Shanghai branch, the deputy manager of the Huayuan Road branch, the manager   and assistant to general manager of the Zijingshan branch, the manager of   Shenzhen branch of Henan Securities, and the assistant to general manager of   Shanghai Huierdun Investment Company (上海匯爾頓投資公司). From   January 2004 to January 2018, he has held various positions in the Company,   including the general manager of IT Headquarter, the general manager of   Compliance Management Headquarter, the chief compliance officer and the   secretary to the Board. He has been the deputy general manager of the Company   from September 2016 to April 2023, a member of the Executive Committee of the   Company since January 2022, deputy director of the Executive Committee of the   Company since June 2022 and the standing deputy general manager of the   Company since April 2023. He is concurrently the vice chairman of the   Institute of Commercial Law of Henan Law Society (河南省法學會商法學研究會), a member of the Securities Brokerage Business Professional   Committee of the Securities Association of China (中國證券業協會證券經紀業務專業委員會) and a chairman member of the Securities Professional Committee   of the Securities Futures and Funds Association of Henan Province (河南省證券期貨基金業協會證券專業委員會).

Li Feng

Born in 1971, Mr. Li Feng holds a   master’s degree in engineering and a master’s degree in business   administration. He began to work in July 1996. He successively served as the   deputy general manager and general manager of Sanmenxia operation branch of   Henan Securities. From November 2002 to November 2015, he acted as the general   manager of Sanmenxia operation branch, the general manager of Xinxiang   operation branch, the general manager of Shanghai operation branch, the   general manager of Brokerage Business Headquarters, the general manager of   Innovation Business Headquarters and the assistant president of the Company.   He was the president of Central China Equity Exchange from November 2015 to   April 2017 and the assistant president of the Company and   vice-president-level office from April 2017 to September 2019. He served as the   Chief Risk Officer of the Company from September 2019 to December 2025. He   has been a member of the Executive Committee of the Company since January   2022 and the deputy general manager of the Company since June 2024. He is   concurrently a director of Central China International Financial Holdings   Company Limited and a member of the Risk Management Committee of the Board of   Governors, the Shanghai Stock Exchange (上海證券交易所理事會風險管理委員會).

Hua Xinhui

Born in 1984, Mr. Hua Xinhui holds a   postgraduate degree and a master’s degree in management. He started working   in July 2009 and worked in Zhengzhou Branch of China CITIC Bank and the   Investment Banking Department of its Head Office. From September 2015 to   August 2025, he worked in Zhongyuan Bank, and successively served as deputy   general manager of investment banking department, deputy general manager   (executive) of asset management department, general manager of asset   management department, party secretary and president of Luohe Branch, general   manager of investment banking department and general manager of corporate   finance department of Zhongyuan Bank. He has been the deputy general manager   and a member of the Executive Committee of the Company since October 2025. He   is concurrently a member of the Investment Banking Professional Committee of   the Securities Association of China.

Shi Hongxing

Born in 1974, Mr. Shi Hongxing holds a   master’s degree in business administration. He began to work in July 1997. He   successively served in Henan Grease Co., Ltd. (河南省油脂公司) and Henan   Futures Association. He worked at Henan Branch of the China Securities   Regulatory Commission from October 2004 to August 2016, and successively   served as the level-4 administrative assistant, associate managing officer   and managing officer of the futures supervision division, and the deputy   division head of the intermediary supervision division. From August 2016 to   January 2020, he served as the vice president manager and president of   Central China Equity Exchange, and he was the general manager of Zhengzhou   Branch of the Company from January 2020 to November 2021. He has been the   Chief Compliance Officer of the Company since November 2021, a member of the   Executive Committee of the Company since January 2022 and the Chief Risk   Officer of the Company since December 2025. He is concurrently the Chairman   of Central China Equity Exchange Co., Ltd. and a member of the Compliance   Management and Self-Disciplinary Professional Committee of the Securities   Association of China.

Han Junyang

Born in 1970, Mr. Han Junyang holds a   master’s degree in engineering. He began to work in July 1993. He worked in   the Henan Securities and successively served as the manager of the Computer   Division of Shenzhen operation branch, the deputy manager of the   administrative region operation branch and the department head of Computer   Centre. From November 2002 to September 2019, he successively served as the   deputy general manager of IT Department of the Company, the general manager   of Hangzhou operation branch, the general manager of the IT Department, the   general manager of the Brokerage Business Headquarters, the general manager   of the Internet Finance Headquarters, president-assistant-level officer of   the Company, etc. He was the employee representative supervisor of the Company   from 2015 to 2019. He has been the Chief Information Officer of the Company   since September 2019 and a member of the Executive Committee of the Company   since June 2022. He is concurrently a member of the Securities Information   Technology Professional Committee of the Securities Association of China.

Guo Liangyong

Born in 1971, Mr. Guo Liangyong holds a   bachelor’s degree and is a senior accountant. He started his career in July   1993 and worked in the finance department of the electrical and mechanical equipment   company of Pingdingshan Mining Bureau(平頂山礦務局機電裝備公司) and   the bond department of the Pingdingshan securities branch of Henan   Securities. He successively served as the deputy general manager of the   Pingdingshan securities branch of Henan Securities and the deputy director of   the planning and finance department of Henan Securities from March 1999 to   November 2002, the deputy general manager of the planning and finance   department of the Company in November 2002, the general manager of the   settlement and custody headquarters of the Company in October 2007, the   general manager of the operation and management headquarters of the Company   in April 2009, the general manager of the derivatives brokerage business   headquarters of the Company in May 2014, the general manager of the planning   and finance department of the Company in May 2015 (participated in the   preparation work of Central China Life from June 2017 to February 2019), the   general manager of Zhongding Kaiyuan Venture Capital Management Co., Ltd. in   September 2021, and the head of the human resources management headquarters   and the head of the organisation department of the Party committee of the   Company from December 2021 to March 2025. He has been the Chief Financial   Officer of the Company and a member of the Executive Committee since June   2024. He acted as the secretary to the Board of the Company from August 2024   to October 2024 and has been the secretary to the Board of the Company since   October 2024. He is concurrently a director of Central China International   Financial Holdings Company Limited, and a member of the Custody, Settlement   and Financial Accounting Professional Committee, Securities Association of   China.

Shen Yawen

Born in 1984, Mr. Shen Yawen holds a   postgraduate degree and a master’s degree, joined the workforce in July 2009,   and worked in the Financial Markets Department of the Head Office of China   Construction Bank. From September 2014 to June 2015, he served as the   investment director of investment adviser of the Fixed Income Department of   Guotai Junan Securities; from June 2015 to December 2018, he was the deputy   general manager of the Fixed Income Department of Guangzhou Securities   (presiding over the work); from December 2018 to August 2024, he was the   manager of the Financial Market Department of the Company, and his   professional and technical rank has been the managing director from September   2023 to the present. He was appointed as a member of the Executive Committee   of the Company in August 2024.

Fang Jianmin

Born in 1972, Mr. Fang Jianmin has a   bachelor’s degree, a master’s degree in business administration and is a   senior economist. He started to work in July 1992. His major positions   include department head of Yellow River Securities, managing director of the   investment banking division of Minsheng Securities, director of the   Securities Department of Henan Provincial Construction Investment Corporation   (河南省建設投資總公司), temporary assisting head of the Securities Department of Henan   Investment Group Co., Ltd., assistant to the president and director of   Listing Office and vice president of Central China Securities, chairman of   the Board of Directors of Zhongding Kaiyuan Venture Capital Management Co.,   Ltd. (中鼎開源創業投資管理有限公司), and head of Beijing Saiyingte Capital Management Co., Ltd. (北京賽英特資本管理有限公司). He has been a member of the Executive Committee of the Company   since August 2024. He is concurrently a director of Henan Asset Management   Co., Ltd.