Supervisory Committee

Zhu Junhong Born in 1969, Ms. Zhu Junhong holds a master’s degree in business administration. She is a senior accountant and an academic and technology leader of Henan province. She now serves as the deputy secretary of the Party Committee and the chairman of the Supervisory Committee of the Company. She served as the chief accounting officer, deputy manager and manager of the Planning and Finance Headquarter, and the chief accountant of Henan Finance and Securities Company. She served as the person-in-charge of the finance department, assistant to general manager and general manager of the Planning and Finance Headquarter of the Company from November 2002 to September 2009; the chief accountant, the person-in-charge of the finance department, and general manager of the Planning and Finance Headquarter of the Company from September 2009 to August 2012; the chief accountant and the person-in-charge of the finance department of the Company from August 2012 to January 2018. She served as the deputy general manager of the Company from August 2012 to January 2024 and a member of the Executive Committee of the Company from January 2022 to January 2024.

Wei Zhihao Born in 1980, Mr. Wei Zhihao holds a master’s degree in engineering and is a senior auditor, and now serves as a Supervisor of the Company. He served as the deputy section chief and the section chief of Information Center of Henan Provincial Audit Department, and the deputy director of Computer Audit Center of Henan Provincial Audit Department. He served as the deputy director of the Audit Department of Henan Investment Group Co., Ltd. from September 2019 to November 2020. He been serving as the director of the Audit Department of Henan Investment Group Co., Ltd. since November 2020.

Li Zhifeng Born in 1981, Mr. Li Zhifeng holds an on-the-job master’s degree and is a senior accountant, currently serving as a Supervisor of the Company. He served as an officer of the Financial Division, and the deputy section chief and section chief of the Comprehensive Budget Management Section of Anyang Iron & Steel Group, the section chief of the Sales Finance Department of Anyang Iron & Steel Co., Ltd., and the deputy director of the Funds Management Center of Anyang Iron & Steel Group. From August 2015 to August 2017, he served as the deputy division head of the Finance Department and the securities affairs representative of Anyang Iron & Steel Co., Ltd. From August 2017 to June 2021, he served as the deputy division head of the Finance Department and the Secretary to the Board of Anyang Iron & Steel Co., Ltd. Since June 2021, he has been the director of the Finance Department of Anyang Iron & Steel Co., Ltd. In May 2023, he was appointed as the deputy director of the financial asset department of Henan Iron and Steel Group Co., Ltd.

Zhang Bo Born in 1977, Mr. Zhang Bo holds a master’s degree in philosophy and is a senior accountant and serves as a Supervisor of the Company. He served as the project manager and certified asset appraiser of Anyang Fangzheng Certified Public Accountants Office Co., Ltd. (安陽方正會計師事 務所有限責任公司), and the chief of the Administrative and Finance Division and the chief of the Reform and General Affairs Division of Anyang Municipal Party Committee Office. He has served as a member of the Party Committee and the deputy general manager of Anyang Economic Development Group Co., Ltd. (安陽經濟開發集團有限公司) since July 2020.

Xiang Siying Born in 1963, Ms. Xiang Siying holds a master’s degree of economics and a master’s degree in business administration and now serves as an Independent Supervisor of the Company. She served as an officer of the foreign economic office and the general office of the rural management and administration in the Ministry of Agriculture of China, an investment analyst of the Chinese representative division of International Finance Corporation, an investment officer in Washington DC of the East Asia and Pacific Department and Global Manufacturing and Consumer Service Branch of International Finance Corporation, the executive general manager of the investment banking division and direct investment division of China International Capital Corporation Limited, and the executive director and investment advisor of CDH Investments. She has served as an independent non-executive director of several Hong Kong listed companies and A-share listed companies since May 2008.

Xia Xiaoning Born in 1960, Mr. Xia Xiaoning holds a bachelor’s degree in engineering and now serves as an Independent Supervisor of the Company. Mr. Xia served as an investment officer in Asian Development Bank, a senior partner and managing director in AIF Capital Limited, the chief executive officer of CITP Advisors (Hong Kong) Limited and the senior consultant to Vision Finance Group Limited. He has been an independent non-executive director of Tian An Medicare Limited (the shares of which are listed on the Hong Kong Stock Exchange, stock code: 00383) since December 2016.

Ba Guanhua Born in 1974, Mr. Ba Guanhua holds a master’s degree in monetary banking. He now serves as an employee representative Supervisor of the Company. He successively worked in Bank of Communications Zhengzhou Branch, Henan Securities Co., Ltd., and the Preparation Team of the Company. From November 2002 to August 2010, he successively worked in the division of secretary to the Board, brokerage business headquarters, and marketing management headquarters of the Company; from September 2010 to December 2016, he served as the assistant to general manager and the deputy general manager of the wealth management center, the deputy general manager of the capital market headquarters, and the deputy general manager (in charge of work) of the market-making business headquarters of the Company; from January 2017 to February 2020, he served as a member of the Party committee and the deputy general manager of Xinjiang Hami State-owned Assets Investment Operation Co., Ltd. (新疆維吾 爾自治區哈密市國有資產投資經營有限公司) (assigned to support Xinjiang); from March 2020 to March 2021, he served as the deputy director of the inspection office, the leader of inspection team I, and the executive deputy director of the risk prevention and mitigation office of the Company; he served as the director of the inspection office of the Company from April 2021 to December 2024; he served as the head of the Discipline Inspection Department of the Company from November 2023 to December 2024; he served as head of the Discipline Inspection Department (Inspection Office) from December 2024 to March 2025; he has been serving as head of the Human Resources Management Headquarters (Organisation Department of the Party Committee) since March 2025.

Xu Changyu Born in 1979, Ms. Xu Changyu holds a full-time master’s degree in law with a legal professional qualification. She now serves as an employee representative Supervisor of the Company. She worked as a teacher in Jiujiang University (九江學院). From July 2007 to March 2016, she worked at the compliance management headquarters of Central China Securities as the head of secondlevel department; from March 2016 to March 2017, she served as the assistant to office director and the assistant to the research office director of Central China Securities; from March 2017 to January 2020, she served as the representative of securities affairs of Central China Securities; from January 2020 to December 2024, she served as the general manager of the compliance management headquarters of Central China Securities.

Xiao Yichen Born in 1984, Ms. Xiao Yichen holds a master’s degree in accounting. She is the representative of sponsor and now serves as an employee representative Supervisor of the Company. She worked at the investment banking headquarters and capital market headquarters of the Company from March 2010 to January 2014; served as the principal officer of quality control division I of the investment banking comprehensive management department of the Company from December 2014 to December 2017, and the assistant to general manager of the investment banking comprehensive management department from January to April 2018. She was the assistant to general manager of the quality control headquarters from May 2018 to December 2021. She has been the person in-charge-of the department of inclusive finance from December 2021 to May 2022. She served as the general manager of quality control headquarters from June 2022 to December 2024. She has been the general manager of the Quality Control Department since December 2024.