Supervisory Committee

Lu Zhili, born in November 1966, Mr. Lu Zhili holds a master’s degree in economics and is a senior economist. He served as the manager and assistant to general manager of the securities issuance department, and the chairman of the research department of Henan Securities. He served as the Vice President of the Company from November 2002 to March 2013 and the Standing Vice President of the Company from March 2013 to September 2015. He has served as the Chairman of the Supervisory Committee of the Company since September 2015. At present, he also serves as the deputy president of the second council of the Financial Law Research Association of the Henan Law Society.

Wei Zhihao, born in May 1980, Mr. Wei Zhihao holds a master’s degree in engineering and is a senior auditor. He served as the deputy section chief and the section chief of Information Center of Henan Provincial Audit Department, and the deputy director of Computer Audit Center of Henan Provincial Audit Department. He served as the deputy director of the Audit Department of Henan Investment Group from September 2019 to November 2020. He has served as the director of the Audit Department of Henan Investment Group since November 2020. He has served as a Supervisor of the Company since 9 November 2021.

Li Zhifeng, born in December 1981, holds an in-service bachelor degree and is a senior accountant. He served as a staff member, and the deputy chief and the chief of the Overall Budget Management Section of the Finance Department of Anyang Iron & Steel Group, and the Chief of the Sales Finance Section of the Finance Department of Anyang Iron & Steel Co., Ltd. From January 2015 to August 2015, he served as the deputy director of the capital management center of Anyang Iron and Steel Group. From August 2015 to May 2020, he served as the deputy director of the financial department of Anyang Iron and Steel Group. From August 2015 to June 2021, he served as the secretary of the Board of Directors of Anyang Iron & Steel Co., Ltd. From June 2021 to present, he has been the director of the Corporate Financial Department of Anyang Iron & Steel Group.

Zhang Bo，born in April 1977, Mr. Zhang Bo holds a master’s degree in philosophy and is a senior accountant. He served as the project manager and certified asset appraiser of Anyang Fangzheng Certified Public Accountants Office Co., Ltd. (安陽方正會計師事務所有限責任公 司), and the chief of the National Security Comprehensive Coordination Section of Anyang Municipal Party Committee Office. He has served as a member of the Party Committee and the deputy general manager of Anyang Economic Development Group Co., Ltd. (安陽經濟 開發集團有限公司) since July 2020. He has served as a Supervisor of the Company since 9 November 2021.

Xiang Siying, born in March 1963, Ms. Xiang Siying holds a master’s degree in economics and a master’s degree in business administration. She served as an officer of the foreign economic office and the general office of the rural management and administration in the Ministry of Agriculture of China, an investment analyst of the Chinese representative division of International Finance Corporation, an investment officer in Washington DC of the East Asia and Pacific Department and Global Manufacturing and Consumer Service Branch of International Finance Corporation, the executive general manager of the investment banking division and direct investment division of China International Capital Corporation Limited, the executive director and investment advisor of CDH Investments Fund Management Company. She has served as an independent director of China Ocean Industry Group Limited (the shares of which are listed on the Hong Kong Stock Exchange, stock code: 00651) since May 2008, an independent director of Huili Resources (Group) Limited (the shares of which are listed on the Hong Kong Stock Exchange, stock code: 01303) since September 2017. She has served as an independent Supervisor of the Company since 10 September 2015.

Xia Xiaoning, born in April 1960, Mr. Xia Xiaoning holds a bachelor’s degree in engineering. Mr. Xia served as an investment officer in Asian Development Bank, a senior partner and managing director in AIF Capital Limited, the chief executive officer of CITP Advisors (Hong Kong) Limited and the senior consultant to Vision Finance Group Limited. He has served as an independent non-executive director of China Medical & HealthCare Group Limited (the shares of which are listed on the Hong Kong Stock Exchange, stock code: 00383) since December 2016, and an independent Supervisor of the Company since 9 May 2016.

Ba Guanhua, born in October 1974, Mr. Ba Guanhua holds a master’s degree in monetary banking. He successively worked in Bank of Communications Zhengzhou Branch, Henan Securities Co., Ltd., and the Preparation Team of the Company. From November 2002 to August 2010, he successively worked in the division of secretary to the Board, brokerage business headquarters, and marketing management headquarters of the Company; from September 2010 to December 2016, he served as the assistant to general manager and the deputy general manager of the wealth management center, the deputy general manager of the capital market headquarters, and the deputy general manager (in charge of work) of the market-making business headquarters of the Company; from January 2017 to February 2020, he served as a member of the Party committee and the deputy general manager of Xinjiang Hami State-owned Assets Investment Operation Co., Ltd. (新疆維吾爾自治區哈密 市國有資產投資經營有限公司) (assigned to support Xinjiang); from March 2020 to March 2021, he served as the deputy director of the inspection office, the leader of inspection team I, and the executive deputy director of the risk prevention and mitigation office of the Company; he has served as the director of the inspection office of the Company since April 2021. He has been the employee representative Supervisor of the Company since 9 November 2021.

Xu Changyu, born in January 1979, Ms. Xu Changyu holds a master’s degree in law with Chinese legal professional qualification. She worked as a teacher in Jiujiang University (九江學院); from July 2007 to March 2016, she worked at the Company’s compliance management headquarters as the head of second-level department; from March 2016 to March 2017, she served as the assistant to the Company’s office director and the assistant to the research office director; from March 2017 to January 2020, she served as the assistant to the director and the deputy director of the Board office, and the representative of securities affairs of the Company. She has served as the general manager of the Company’s compliance management headquarters since January 2020. She has been the employee representative Supervisor of the Company since 9 November 2021.

Xiao Yichen, born in May 1984, Ms. Xiao Yichen holds a master’s degree in accounting. She is the representative of sponsor. She worked at the investment banking headquarters and capital market headquarters of the Company from March 2010 to January 2014; served as the principal officer of quality control division I of the investment banking comprehensive management department of the Company from December 2014 to December 2017, and the assistant to general manager of the investment banking comprehensive management department from January 2018 to April 2018. She was the assistant to general manager of the quality control headquarters from May 2018 to December 2021. She has been the person in-charge-of the financial market department since January 2022. She has been the employee representative Supervisor of the Company since 12 January 2018.